AI-powered Hong Kong SFC regulatory intelligence. Bilingual EN/ZH compliance queries.
Quick Install
Automated & IDE SetupCopy the AI prompt to install this server into Claude Code, Cursor, or another agent — or use 1-click editor setup below.
One-click editor setup isn’t available for this listing yet — we don’t have a confirmed install command, and we’d rather show nothing than point your editor at the wrong package or host. Follow the project’s own setup instructions, linked above.
Manual Client & Custom JSON ConfigExpand JSON ▾
No confirmed setup config for this listing yet. We only publish a config block when the install details come from the project itself — its README, its docs, or a verified owner. We haven’t found those for vigo-mcp, and we’d rather show nothing than a guess you’d paste into your client. Follow the project’s own setup instructions for the current steps.
Capabilities & Tool Schemas (6)
Inspect callable tools, capabilities, and parameters exposed to AI agents by Vigo MCP.
query_regulationAsk any question about SFC regulations. Covers all license types, VATP/ASPIRe framework, AML/CFT, exams, CPD/CPT, and more. Bilingual — responds in whatever language you ask.
search_enforcementSearch SFC enforcement actions — fines, suspensions, bans, and prosecutions.
get_license_guideComprehensive guide for any SFC license type: exams, capital, fit-and-proper, CPD.
latest_updatesLatest SFC regulatory updates: circulars, enforcement, VATP developments, consultations.
compliance_checkPerform a compliance health check for a licensed corporation. Input company profile, get a multi-dimensional compliance risk assessment.
risk_assessmentAssess compliance risk of a planned business activity. Returns Red/Yellow/Green risk rating with regulatory basis and recommended actions.
Documentation Overview
VIGO — The First MCP Server for Financial Regulatory Intelligence
Regulatory Intelligence Expert · Bilingual AI Agent for Hong Kong SFC Regulations
By OrphicOne · English & 繁體中文 · Continuously Updated Knowledge Base
What is VIGO?
VIGO (遠見 · 洞察 · 治理 · 優化) is a specialized financial regulatory intelligence AI agent — and the industry's first MCP server dedicated to financial regulatory intelligence in any jurisdiction.
At its core, VIGO is a regulatory intelligence expert: deeply versed in Hong Kong SFC regulations, enforcement history, licensing requirements, and AML/CFT rules. But VIGO is more than a compliance encyclopedia. It is a business-aware compliance navigator — an AI that understands how compliance intersects with business strategy, capital structures, and market reality.
Compliance is the floor. Business is the ceiling. VIGO helps you build both.
V.I.G.O. — The Four Dimensions
| Dimension | 中文 | Capability | |
|---|---|---|---|
| V | Visionary | 遠見 | Capital path planning — IPO structures (18A/18C, SPAC), market positioning |
| I | Insight | 洞察 | Architecture design — Red-chip, VIE, LPF, OFC, SPC structures |
| G | Governance | 治理 | Regulatory mastery — SFC licensing (Type 1-13), FRR, AML/CTF |
| O | Optimization | 優化 | Cost-effective solutions — market pricing, talent policy, ROI |
Why VIGO instead of asking Claude/ChatGPT directly?
| General AI | VIGO | |
|---|---|---|
| Data | Frozen at training cutoff | Continuously updated — daily SFC sync + weekly HKMA/HKEX + monthly industry scan |
| Accuracy | Approximate, details often wrong | Precise — based on original regulatory documents with three-tier verification |
| Sources | None | Every answer includes official SFC document links with authority scores |
| Depth | Overview-level | Exam papers, exemptions, capital rules, enforcement details, fee benchmarks |
| Enforcement | Almost none | Searchable fines, bans, suspensions — 28 structured enforcement records |
| Perspective | Generic | Connects compliance requirements to business value (Iceberg Strategy) |
| Quality | No quality signals | Three-tier verification: GOLD (65%) / SILVER (35%) — World-Class metrics |
| Chinese | Generic translation | Professional regulatory terminology (繁體中文) |
| Intelligence | Static | Dual-model routing, 9-type query classification, self-correction engine |
Asking ChatGPT about SFC regulations is like asking a smart friend — they roughly know. Asking VIGO is like consulting a senior compliance partner who knows every circular, every enforcement action, every licensing nuance, and always connects compliance back to your business objectives.
Quick Start
Claude (Web, Desktop, Mobile)
Settings → Connectors → Add custom connector → paste:
Claude will automatically invoke VIGO when you ask SFC compliance questions.
Cursor
Add to .cursor/mcp.json:
VS Code
Add to .vscode/mcp.json:
Claude Code
ChatGPT Desktop
Tools
VIGO provides 6 tools (4 read-only query tools + 2 analytical tools):
query_regulation
Ask any question about SFC regulations. Covers all license types, VATP/ASPIRe framework, AML/CFT, exams, CPD/CPT, and more. Bilingual — responds in whatever language you ask.
| Parameter | Required | Description |
|---|---|---|
question | Yes | Your regulatory question |
language | No | "en", "zh", or "auto" (default) |
license_type | No | Filter: "Type 1" through "Type 13" |
search_enforcement
Search SFC enforcement actions — fines, suspensions, bans, and prosecutions.
| Parameter | Required | Description |
|---|---|---|
query | Yes | Company name, person, or violation type |
year | No | Filter by year (e.g. 2025) |
get_license_guide
Comprehensive guide for any SFC license type: exams, capital, fit-and-proper, CPD.
| Parameter | Required | Description |
|---|---|---|
license_type | Yes | "Type 1" through "Type 13" |
aspect | No | "overview", "exam", "capital", "fit_and_proper" |
latest_updates
Latest SFC regulatory updates: circulars, enforcement, VATP developments, consultations.
| Parameter | Required | Description |
|---|---|---|
category | No | "circular", "enforcement", "vatp", "consultation", "all" |
count | No | Number of results, 1–10 (default: 5) |
compliance_check
Perform a compliance health check for a licensed corporation. Input company profile, get a multi-dimensional compliance risk assessment.
| Parameter | Required | Description |
|---|---|---|
license_types | Yes | License types held, e.g. ["Type 1", "Type 9"] |
num_ros | No | Number of Responsible Officers |
num_staff | No | Total number of staff |
aum | No | Assets under management, e.g. "500M HKD" |
business_areas | No | Business areas, e.g. ["securities dealing", "asset management"] |
has_vatp | No | Whether the firm deals with virtual assets |
risk_assessment
Assess compliance risk of a planned business activity. Returns Red/Yellow/Green risk rating with regulatory basis and recommended actions.
| Parameter | Required | Description |
|---|---|---|
description | Yes | Description of the planned business activity |
license_types | No | Relevant license types |
urgency | No | "immediate", "planned", "exploratory" |
Example Queries
Licensing & Exams
Enforcement Intelligence
Bilingual Regulatory Updates
Compliance Health Check
Risk Assessment
Fee & Market Intelligence
Knowledge Base
VIGO's intelligence is powered by a structured, continuously updated knowledge base with 6,381 verified knowledge chunks covering 26 years of SFC regulatory history:
Data Sources
Official Sources (6 endpoints + HKMA)
- SFC Circulars, Enforcement News, Consultation Papers
- VATP/Virtual Asset regulatory updates
- Press Releases and policy announcements
- HKMA Joint Circulars (auto-filtered for SFC-relevant content)
Foundational Documents (35 + 5 Thematic Reports)
- 12 Codes + 16 Guidelines + 3 Laws (SFO, SFF, AMLO) + 2 Handbooks + 2 HKEX Listing Rules
- 5 SFC Thematic Inspection Reports (Cybersecurity, Sponsor Business, Prime Services, Securities Margin Financing, Alternative Liquidity Pools)
Industry Intelligence (17 sources)
- International Law Firms (6): Charltons, Deacons, KWM, Sidley Austin, Linklaters, Clifford Chance
- Local Law Firms (3): ONC Lawyers, Stevenson Wong, Paradox Management
- Big 4 (4): Deloitte HK, PwC HK, EY HK, KPMG HK
- Compliance Consultants (2): CompliancePlus, Waystone
- Compliance Tech (2): Heinbro, BBCIncorp
v7.0 Structured Data (76 records)
| Table | Records | Content |
|---|---|---|
vigo_enforcement | 28 | Structured enforcement records (entity, violations, penalties, bans) |
vigo_regulations | 21 | Structured regulation documents (categories, effective dates, requirements) |
vigo_fee_benchmarks | 25 | Fee benchmarks (RO retainers, SFC fees, application costs) |
vigo_license_market | 2 | License market pricing (shell prices, transaction data) |
Coverage
- All SFC license types (Type 1–13) and VATP licensing
- AML/CFT guidelines and enforcement case history
- Exam requirements, CPD/CPT rules, fit-and-proper criteria
- FRR capital requirements and operational compliance
- HKEX Main Board and GEM Listing Rules
- Cross-border: Stock Connect, MRF Fund Mutual Recognition, WMC
Quality Assurance
| Metric | Target | Actual | Status |
|---|---|---|---|
| Duplication rate | ≤ 2% | 1.0% | ✅ World-Class |
| GOLD verification rate | ≥ 60% | 64.8% (4,155 records) | ✅ World-Class |
| Freshness score | ≥ 0.95 | 0.987 | ✅ World-Class |
| Authority score | ≥ 80 | 85.6 | ✅ World-Class |
| Recall@5 | ≥ 70% | 80% | ✅ World-Class |
| MRR | ≥ 0.700 | 0.800 | ✅ World-Class |
Verification Grading
- 🥇 GOLD (authority ≥ 90): 4,155 records (65%) — SFC official, HKMA, HKEX
- 🥈 SILVER (authority ≥ 65): 2,226 records (35%) — Law firms, Big 4, consultants
- 🥉 BRONZE (authority < 65): 0 records
Related MCP Servers
Adoption & maintenance
Factual signals from GitHub, npm, and our automated checks — not a rating.
Last commit
7mo ago
Most recent push to the default branch.
Tools exposed
6
Callable tools this server registers over MCP.
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11/12 checks healthy over the last 45d
40Quality signal: Fair · 40/100How this signal is calculated ▾
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Verified ownership10/20
Documentation & tools20/30
Adoption & activity0/15
Community engagement0/10
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