Tools

Fourteen tools for querying SEC EDGAR data, plus three for SQL analytics over the DuckDB-backed canvas dataframes those tools materialize:

secedgar_company_search

Entry point for most EDGAR workflows — resolve tickers, names, or CIKs to entity details.

• Supports ticker symbols (AAPL, VOO), company names (Apple), or CIK numbers (320193); a multi-class share ticker resolves in either form (BRK-B or BRK.B)
• ETFs and mutual funds resolve by ticker via company_tickers_mf.json; fund results include series_id and class_id for downstream scoping
• Current and former company names both resolve (Facebook → Meta Platforms, Square → Block)
• Corporate suffix form does not have to match the registry (Beacon Financial Corporation → Beacon Financial Corp); Corp, Inc, Co, and Ltd stay distinct from one another, since separate registrants differ only by which one they use (TORO CO vs TORO CORP.)
• Near-match suggestions on a zero-result name or ticker search (e.g. Microsfot → MICROSOFT CORP / MSFT, CSWI → CSW INDUSTRIALS, INC. / CSW)
• Optionally includes recent filings with form type filtering
• Date filtering (filed_after / filed_before) and under-filled form filters page into the older submissions archive, reaching filings that predate the ~1000-entry recent window (e.g. a 2005 10-K); history_scanned_through discloses the scan depth, and the full filtered history materializes as a df_<id> dataframe when it exceeds the inline filing_limit
• Returns entity metadata: SIC code, exchanges, fiscal year end, state of incorporation

secedgar_search_filings

Search EDGAR filings since 1993. Full-text search covers 2001-present (the EFTS index floor); pre-2001 date ranges are served from the archives — pre-2001 full-text matching requires entity scope.

• Exact phrases ("material weakness"), boolean operators (revenue OR income), wildcards (account*)
• Entity targeting within query string (cik:320193 or ticker:AAPL) — scoped server-side by CIK, so filings made under a former company name (same CIK) are included; a multi-class share ticker resolves in either form (ticker:BRK-B or ticker:BRK.B)
• Browse mode: omit query to list filings by form type (forms=["S-1"]) and/or entity (ticker:/cik:), optionally narrowed by date — a bare date range is not a valid search and must be paired with forms or entity targeting
• Pre-2001 date ranges (back to 1993) route to the archives: an entity-scoped range reads the filer's full submissions history; an unscoped forms/date range browses the quarterly full-index. Each row carries a source field (efts / submissions / full-index), preserved into the df_<id> dataframe
• Pre-2001 free text is matched by reading documents, so it needs ticker:/cik: scope to bound the work: the form + date pre-filter picks candidates, up to 50 are read, and scan reports candidates / scanned / matched rather than presenting a partial read as a complete one. SEC's request rate is the cost — roughly 5s for a full 50-document scan. Each read covers the whole accession .txt (pre-1997 filings expose no per-document URL), so a match can sit in an attached exhibit rather than the body of the requested form
• A range crossing 2001-01-01 is split at the boundary and merged: the full-text index serves 2001 onward, the archives serve the rest. period_ending, ticker, file_description, sic, and location exist only on source: efts rows, so a merged result carries them on some rows and not others
• Date range filtering, form type filtering, pagination up to 10,000 results
• Returns form distribution for narrowing follow-up searches
• When the entity-scoped window exceeds the inline limit, the already-fetched EFTS window is materialized as a df_<id> dataframe — query it with secedgar_dataframe_query

secedgar_get_filing

Fetch a specific filing's metadata and document content by accession number.

• Accepts accession numbers in dash or no-dash format
• Converts HTML filings to readable plain text
• Configurable content limit (1K–200K characters, default 50K)
• Can fetch specific exhibits by document name
• Binary entries — scanned pages, PDF exhibits, packaged archives and spreadsheets — are marked binary in the document catalog and rejected with a binary_document error instead of being returned as decoded bytes
• Offset paging for large documents (10-K, S-1/A can exceed 1M chars): pass next_offset from a truncated response as offset on the next call to continue reading; first-page truncated responses include a detected outline (headings with offsets) for targeted navigation
• Section targeting via the section param: jumps directly to a named heading by substring match that ignores case, whitespace style, and quote style (e.g. "risk factors", "item 7", "certain relationships"), so a heading copied from the outline resolves whether it carries the filing's non-breaking spaces and curly quotes or plain ones; on a miss, the error carries the detected outline so you can pick the correct heading
• Extracted text is cached per accession + document (bounded LRU, 8 entries), making subsequent paged calls cheap

secedgar_get_financials

Get historical XBRL financial data for a company with friendly concept name resolution.

• Friendly names like "revenue", "net_income", "eps_diluted" auto-resolve to correct XBRL tags
• Handles historical tag changes (e.g., ASC 606 revenue recognition)
• Automatic deduplication to one value per standard calendar period
• Filter by annual, quarterly, or all periods
• Optional limit caps the inline series to the most-recent N periods; the full series stays queryable via the df_<id> dataframe
• Quarterly results carry a caveats entry naming every calendar quarter absent from the frame-tagged series — SEC reports fiscal Q4 as the 10-K residual, so the calendar quarter that fiscal Q4 spans has no discrete quarterly value (calendar-year filers included), and a filer whose other fiscal quarters span non-calendar durations loses a second quarter the same way
• A further caveats entry when the concept resolved to an XBRL tag SEC has retired from the taxonomy — that only happens when no current tag reports for the filer, and the series can stop years short
• See secedgar://concepts resource for the full mapping

secedgar_get_snapshot

Build a company financial profile in one call instead of a run of secedgar_get_financials calls.

• Reads the filer's complete companyfacts payload once, then resolves every supported concept against it
• Same frame dedup and tag priority as secedgar_get_financials, so the two agree for any concept they both cover
• Duration concepts (income statement, cash flow, per-share) report their latest full year and latest single quarter; balance-sheet and entity-info concepts report their latest point-in-time value
• Concepts the filer does not report are listed under gaps with the XBRL tags that were tried — never zero-filled or interpolated
• IFRS filers resolve through the mapped IFRS tag variants via taxonomy: "ifrs-full", which covers the income statement, balance sheet, cash flow, and per-share concepts; each line reports the taxonomy its value came from
• Compact single-record profile — no dataframe; reach for secedgar_get_financials when you need a time series

secedgar_get_insider_transactions

Surface Form 4 / 4-A insider activity for a company by parsing ownership XML. Form 3 initial statements and Form 5 annual statements are not covered — reach those with secedgar_search_filings (forms: ["3", "5"]) plus secedgar_get_filing.

• Reporting person, relationship to issuer (director, officer + title, 10% owner), and transaction date
• Transaction code mapped to a readable type (purchase, sale, gift, award, exercise, …); shares signed by acquired/disposed
• Price per share and shares owned after each transaction; covers non-derivative (open-market) and derivative (option/RSU) lines
• Filter by transaction_type (purchase, sale, all); scans newest filings first
• The full set of transactions parsed from the scanned recent filings is materialized as a df_<id> dataframe (the inline list is a preview capped at limit) — query it with secedgar_dataframe_query to aggregate net buy/sell by insider

secedgar_get_institutional_holdings

Surface 13F-HR quarterly institutional holdings by parsing the information table.

• Pass the institutional filer (CIK or full legal name, e.g. 0000102909 for Vanguard) to see what it holds; for the reverse direction — which managers hold a given company — use secedgar_find_holders, whose filer_cik results feed straight back into this tool
• Each holding: issuer name, CUSIP, market value (whole USD), shares/principal, and put/call; raw rows also carry investment discretion
• Sub-lines for the same security (one per manager/account) are consolidated into distinct positions sorted by value by default — pass consolidate: false for raw filing rows
• Resolves the filing-manager name and reporting quarter from the cover page; target a specific quarter with quarter (e.g. "2025-Q4")
• total_holdings_in_filing counts raw info-table rows; total_positions counts distinct positions after consolidation (both before limit)
• Page through a large information table with offset — the response echoes the effective offset and returns next_offset while rows remain, so every position stays reachable even when the canvas is disabled
• The full parsed holdings set is materialized as a df_<id> dataframe (the inline list is one page of limit rows) — query it with secedgar_dataframe_query for full-filing aggregation or cross-quarter joins on cusip + reporting_period

secedgar_find_holders

Reverse 13F lookup: which institutional managers reported a position in an issuer, for one reporting quarter.

• Searching by cusip matches the identifier the 13F information table itself carries — the precise path. Louisiana-Pacific Q1 2026 returns 451 filings by CUSIP 546347105 against 43 by the phrase "LOUISIANA-PACIFIC CORP"; the name path both under-matches (managers write the name differently) and over-matches (an unrelated issuer sharing a word)
• A CUSIP is not derivable from a ticker anywhere in EDGAR — read one off any secedgar_get_institutional_holdings result, or fall back to the name path
• quarter targets a reporting period ("2026-Q1"); omit it for the newest quarter whose 45-day filing deadline has passed. The applied quarter and its filing window are echoed back
• Filings are kept by the period they report, not the date they were filed, so amendments restating an older quarter (roughly 6% of any window) do not land in the wrong quarter's holder list
• Up to 500 filer rows are fetched per call; total_filings reports the full count and dataset.truncated flags when more exist
• The list is unranked. EDGAR search relevance carries no signal about position size — read a manager's actual position by passing its filer_cik to secedgar_get_institutional_holdings

secedgar_get_beneficial_owners

The 5%-and-over stakes in an issuer — the blockholder layer between Form 4 insiders and 13F portfolios. Input is the issuer, the company being held.

• 13D is the activist form and carries the filer's stated purpose of the transaction; 13G is the passive form and has no purpose item at all, which is the substantive difference between a stake that intends to influence control and one that does not. Filter with form_kind
• Every reporting person is listed separately. Voting power, dispositive power, and percent of class are reported per person even on a joint filing where several funds and their controlling principal report the same underlying shares — summing those percentages double-counts the position
• Coverage starts 2024-12-18, when SEC replaced the legacy SC 13D / SC 13G text filings with structured XML under the current SCHEDULE 13D / SCHEDULE 13G names. Earlier stakes are readable but not parseable, and legacy_filings_before_coverage reports how many the issuer has — reach them with secedgar_search_filings and read them with secedgar_get_filing
• Amendments carry the current position and are included by default; include_amendments=false leaves only the filings that opened a position
• The full parsed set registers as a df_<id> dataframe at one row per reporting person, so it joins the insider and 13F dataframes on issuer CIK

secedgar_get_fund_holdings

What an ETF or mutual fund owns, from the NPORT-P portfolio report it files each quarter — the inverse of the ownership tools, which answer who owns a company.

• Input is the fund: a ticker (VOO), an SEC fund series ID (S000002839), or a CIK. Fund trusts are indexed by ticker and series rather than by name, so name the registrant by CIK unless the fund itself trades under that name (SPDR S&P 500 ETF Trust)
• An NPORT-P covers exactly one fund series and a registrant trust files one report per series per period, so a trust running several funds needs the specific fund named. A registrant that resolves to more than one series comes back with the series listed, each with its ticker; one whose series carry no ticker is routed by reading the series off its newest report, because a trust's own filing history interleaves funds whose fiscal quarters end on different months
• Every result is dated to report_period_date. Reports publish roughly two months after the period they cover, so the holdings are the portfolio as of that date, not as of today; publication_lag_days states the gap. Target an earlier period with report_date, chosen from the available_report_periods in any response
• Positions carry the security name, CUSIP/ISIN/LEI where the filer reports them, share balance, USD value, and percent of net assets, alongside fund-level net assets, total assets, and total liabilities
• Positions come back largest first by percent of net assets, one page of limit rows from offset. A broad index fund reports thousands — Vanguard Total Stock Market's most recent report carries 3,524 — so the full report registers as a df_<id> dataframe for aggregation and for joining the 13F and insider dataframes on CUSIP

secedgar_get_material_events

A company's 8-K history with item codes decoded and filterable — the only surface that can scope by what the event actually was rather than by form.

• Filter with items (e.g. ["2.02"] for results of operations, ["5.02"] for officer departures, ["4.02"] for non-reliance); secedgar_search_filings and secedgar_company_search cannot see items at all
• Two numbering regimes are both accepted and decoded: the dotted scheme in force since 2004-08-23, and the single integers before it (legacy 12 is the ancestor of 2.02, 9 of 7.01). Decoding keys off the code's shape, so a filing straddling the changeover is never mis-decoded, and a window spanning it needs both codes in the filter
• item_distribution counts every code across the scanned window before the filter, so a zero-hit filter comes back with the items that are present rather than a dead end
• A date window pages into the older submissions archive, reaching 8-K filings that predate the ~1000-filing recent window; history_scanned_through discloses the scan depth
• The full decode table is in the secedgar://filing-types resource
• The full filtered set materializes as a df_<id> dataframe with item codes on every row — item frequency over time is one secedgar_dataframe_query away

secedgar_fetch_frames

Fetch SEC XBRL frames for one concept × one period across all reporting companies.

• Same friendly concept names as secedgar_get_financials
• Supports annual (CY2023), quarterly (CY2024Q2), and instant (CY2023Q4I) periods
• Inline response returns one page of the ranked companies (sort + limit), with ticker enrichment
• Walk further down the ranking with offset — the response echoes the effective offset and returns next_offset while companies remain, so ranks past the first page stay reachable even when the canvas is disabled
• The full frames response (all reporters, typically 2k–10k rows) is materialized as a df_<id> dataframe — query it with secedgar_dataframe_query
• related_tags flags alternate-definition tags some filers use as their primary line (e.g. cash → restricted-cash-inclusive total, equity → NCI-inclusive total), so a whole-universe screen on the base tag isn't silently under-inclusive — query those separately

secedgar_compare_companies

Compare 2-10 named companies across 1-8 concepts, aligned on calendar periods — the middle shape between secedgar_get_financials (one company over time) and secedgar_fetch_frames (one period across the market).

• One companyfacts read per company, resolved through the same frame dedup and tag priority as secedgar_get_financials
• Balance-sheet and entity-info concepts align on the calendar year or quarter their point-in-time snapshot falls in, so they sit in the same matrix as income-statement lines; each cell keeps its underlying XBRL frame
• periods bounds the inline matrix (1-12, default 4) and the window shrinks further when companies x concepts x periods is too large to return in one response; the full aligned series is always materialized as a df_<id> dataframe for growth rates and spreads via secedgar_dataframe_query
• A company that fails to resolve is reported in failed_companies with a machine-readable reason and the comparison proceeds with the rest
• A company that does not report a concept is reported in gaps with the tags that were tried — never interpolated
• caveats surface a filer missing one or two calendar quarters, a concept that resolved to a retired XBRL tag for one company, period ends that differ inside one aligned period, and concepts whose unit differs across companies

secedgar_search_concepts

Discover supported XBRL concept names before querying financials or cross-company comparisons.

• Search by friendly name, label, or raw XBRL tag
• Filter by statement group (income_statement, balance_sheet, cash_flow, per_share, entity_info) or taxonomy
• Reverse-lookup raw tags like NetIncomeLoss to the supported friendly names
• Surfaces related_tags for concepts with a high-coverage alternate-definition tag (e.g. restricted-cash-inclusive cash) so callers can discover them before screening
• Filtering by taxonomy: "ifrs-full" narrows the catalog to concepts with an IFRS tag confirmed against live 20-F filings; a concept with no IFRS equivalent is left out rather than mapped to a guess
• Returns the same catalog used by secedgar_get_financials, secedgar_fetch_frames, and secedgar://concepts

secedgar_dataframe_describe / secedgar_dataframe_query / secedgar_dataframe_drop

In-conversation SQL analytics over the dataframes that the data-returning secedgar_* tools materialize on a shared DuckDB-backed canvas. Any call whose response carries a dataset field holds a df_XXXXX_XXXXX handle: read its columns with secedgar_dataframe_describe, then analyze it with secedgar_dataframe_query — joins, aggregates, window functions, percentiles, standard DuckDB SQL.

• Read-only by default. Writes, DDL, DROP, COPY, PRAGMA, ATTACH, and external-file table functions are rejected by the framework SQL gate. System catalogs (information_schema, pg_catalog, sqlite_master, duckdb_*) are denied at the bridge layer so callers can't enumerate dataframes they don't already hold a handle for. secedgar_dataframe_drop is the only destructive tool and is opt-in (EDGAR_DATAFRAME_DROP_ENABLED=true); TTL handles cleanup otherwise.
• Per-table TTL. Each dataframe ages on its own clock (default 24h, override with EDGAR_DATASET_TTL_SECONDS). The canvas itself uses the framework's sliding TTL.
• register_as chaining. secedgar_dataframe_query can persist its result as a new dataframe (df_XXXXX_XXXXX) with a fresh TTL — pipe analyses without re-running the source query.
• Capped results say so. When row_limit bounds the query, row_count_capped comes back true and row_count is that cap rather than a total — raise row_limit (max 10000) or use register_as to materialize the whole result, whose count is then exact.

Resources

Prompts

Features

Built on @cyanheads/mcp-ts-core:

• Declarative tool definitions — single file per tool, framework handles registration and validation
• Structured output schemas with automatic formatting for human-readable display
• Unified error handling across all tools
• Pluggable auth (none, jwt, oauth)
• Structured logging with request-scoped context
• Runs locally (stdio/HTTP) from the same codebase

SEC EDGAR–specific:

• Rate-limited HTTP client respecting SEC's 10 req/s limit with automatic inter-request delay
• CIK resolution from tickers (including ETFs and mutual funds via company_tickers_mf.json), company names (current and former), or raw CIK numbers with local caching; corporate-suffix normalization on the name passes and dotted share-class tickers (BRK.B) resolved to SEC's hyphenated form; near-match trigram suggestions on zero-result name and ticker queries; committed former-names.json asset for prior-name resolution (Facebook → Meta, Square → Block)
• Friendly XBRL concept name mapping with historical tag change handling
• Searchable concept catalog with statement-group metadata and reverse XBRL tag lookup
• HTML-to-text conversion for filing documents via html-to-text
• In-conversation SQL analytics: the data-returning secedgar_* tools materialize their full result as a DuckDB-backed canvas dataframe — inspect its columns with secedgar_dataframe_describe, then query it with secedgar_dataframe_query
• No API keys required — SEC EDGAR is a free, public API

Getting started

Public Hosted Instance

A public instance is available at https://secedgar.caseyjhand.com/mcp — no installation required. Point any MCP client at it via Streamable HTTP:

{
  "mcpServers": {
    "secedgar-mcp-server": {
      "type": "streamable-http",
      "url": "https://secedgar.caseyjhand.com/mcp"
    }
  }
}

Self-Hosted / Local

Add the following to your MCP client configuration file.

{
  "mcpServers": {
    "secedgar-mcp-server": {
      "type": "stdio",
      "command": "bunx",
      "args": ["@cyanheads/secedgar-mcp-server@latest"],
      "env": {
        "EDGAR_USER_AGENT": "YourAppName your-email@example.com",
        "MCP_TRANSPORT_TYPE": "stdio"
      }
    }
  }
}

Or with npx (no Bun required):

{
  "mcpServers": {
    "secedgar-mcp-server": {
      "type": "stdio",
      "command": "npx",
      "args": ["-y", "@cyanheads/secedgar-mcp-server@latest"],
      "env": {
        "EDGAR_USER_AGENT": "YourAppName your-email@example.com",
        "MCP_TRANSPORT_TYPE": "stdio"
      }
    }
  }
}

For Streamable HTTP, set the transport and start the server:

MCP_TRANSPORT_TYPE=http MCP_HTTP_PORT=3010 bun run start:http
# Server listens at http://localhost:3010/mcp

Prerequisites

• Bun v1.3.0 or higher.

Installation

1. Clone the repository:

git clone https://github.com/cyanheads/secedgar-mcp-server.git

2. Navigate into the directory:

cd secedgar-mcp-server

3. Install dependencies:

bun install

4. Build:

bun run build

Configuration

All configuration is validated at startup via Zod schemas in src/config/server-config.ts. Key environment variables:

Running the server

Local development

• Build and run the production version:

  sh

  Copy

  bun run rebuild
  bun run start:http   # or start:stdio
  

• Run checks and tests:

  sh

  Copy

  bun run devcheck     # Lints, formats, type-checks
  bun run test         # Runs test suite
  

Docker

docker build -t secedgar-mcp-server .
docker run -e EDGAR_USER_AGENT="MyApp my@email.com" -p 3010:3010 secedgar-mcp-server

The image ships the mirror CLI, so the local mirror (EDGAR_MIRROR_ENABLED) can be bootstrapped, inspected, and refreshed inside a running container:

docker exec <container> bun run mirror:verify    # sync status + sample reads
docker exec <container> bun run mirror:init      # one-time bootstrap (downloads the SEC bulk archive)
docker exec <container> bun run mirror:refresh   # re-ingest when the archive has been rebuilt

Project structure

Development guide

See CLAUDE.md and AGENTS.md for development guidelines and architectural rules. The short version:

• Handlers throw, framework catches — no try/catch in tool logic
• Use ctx.log for logging, ctx.state for storage
• Register new tools and resources in the createApp() arrays

Contributing

Issues and pull requests are welcome. Run checks and tests before submitting:

bun run devcheck
bun run test

License

This project is licensed under the Apache 2.0 License. See the LICENSE file for details.