# mcp [Health: Active]

**Category:** 🗄️ Databases  
**Repository:** https://github.com/drew-keever/advisorfinder-mcp  
**GitHub Stars:** 1  
**Views:** 0  
**Installs:** 0  
**Upvotes:** 0  
**Directory Page:** https://allmcps.com/mcp/mcp-56

## Description
Search SEC-registered financial advisors — profiles, disclosures, risk scores, and credentials.

## Tools
Capabilities this server exposes over MCP:

- **search_advisors** — Search SEC-registered investment adviser representatives by name, firm, city, and/or state. Returns CRD, name, linked firm(s), a four-state disclosure status, and an SEC IAPD link per match.
- **get_advisor** — Full profile by CRD: employment history, exams, registered states, self-reported professional designations, years in the industry, and four-state disclosure status.
- **check_advisor** — Quick verification by CRD or name (optionally narrowed by firm/state): is the registration active, what states, how long in the industry, and disclosure status. Never returns a numeric risk score — only the underlying facts.
- **search_firms** — Search SEC- and state-registered investment adviser firms by name and/or state. Returns CRD, name, city/state, AUM band, advisor headcount, and an SEC IAPD link. State-registered-only firms are included but flagged as thinner-coverage.
- **get_firm** — Full firm profile by CRD: locations, other/prior names, fee schedule (from Form ADV Part 2A where available), disciplinary flags, and advisor roster count.
- **get_database_stats** — Database-wide stats: firm and advisor counts, data vintages (as-of dates for each upstream source), and a full four-state disclosure tally.

## Claude Desktop Quick Installation
Install path detected from listing signals. Uses `uvx` (confidence: high):

```json
"mcpServers": {
  "mcp": {
    "command": "uvx",
    "args": ["advisorfinder-mcp"]
  }
}
```

## Documentation & README

# AdvisorFinder MCP Server

<!-- mcp-name: com.advisorfinder/mcp -->

An [MCP](https://modelcontextprotocol.io) server that gives AI assistants access to SEC-registered financial advisor data — search advisors by name, look up full profiles, check disclosure status, and review firm fees, all from within Claude or any MCP-compatible client.

Built by [AdvisorFinder](https://advisorfinder.com).

## Quick Start

### Remote server (recommended)

The fastest way to use this — no install, always up to date. Point your MCP client at:

```
https://mcp.advisorfinder.com/mcp
```

**Claude (custom connector):** Settings → Connectors → Add custom connector → paste the URL above.

**Claude Code:**

```bash
claude mcp add --transport http advisorfinder https://mcp.advisorfinder.com/mcp
```

### pip / uvx (stdio)

Prefer a local stdio process — e.g. for MCP clients that don't yet support remote/HTTP servers directly? Install the package; it runs a thin stdio proxy in front of the same remote server above.

```bash
pip install advisorfinder-mcp
```

```json
{
  "mcpServers": {
    "advisorfinder": {
      "command": "advisorfinder-mcp"
    }
  }
}
```

Or with `uvx` (no install needed):

```json
{
  "mcpServers": {
    "advisorfinder": {
      "command": "uvx",
      "args": ["advisorfinder-mcp"]
    }
  }
}
```

By default the proxy talks to `https://mcp.advisorfinder.com/mcp`. To point it at a different deployment (e.g. staging), set `ADVISORFINDER_MCP_URL`:

```json
{
  "mcpServers": {
    "advisorfinder": {
      "command": "advisorfinder-mcp",
      "env": { "ADVISORFINDER_MCP_URL": "https://staging.example.com/mcp" }
    }
  }
}
```

## What You Can Ask

Once configured, just talk to Claude naturally:

- "Look up financial advisor Thomas Kopelman"
- "Search for advisors named Smith in New York"
- "Give me the full profile on Jane Doe at Wells Fargo"
- "Is my advisor's registration active? Their name is John Doe, he's at Edward Jones in Texas"
- "Does John Doe have any disclosures on file?"
- "Tell me about Edward Jones as a firm — how many advisors do they have, and what do they charge?"
- "How many registered advisors are in the SEC database, and how fresh is the data?"

No CRD numbers needed — search by name, firm, city, or state.

## Tools

| Tool | Description |
|------|-------------|
| `search_advisors` | Search SEC-registered investment adviser representatives by name, firm, city, and/or state. Returns CRD, name, linked firm(s), a four-state disclosure status, and an SEC IAPD link per match. |
| `get_advisor` | Full profile by CRD: employment history, exams, registered states, self-reported professional designations, years in the industry, and four-state disclosure status. |
| `check_advisor` | Quick verification by CRD or name (optionally narrowed by firm/state): is the registration active, what states, how long in the industry, and disclosure status. Never returns a numeric risk score — only the underlying facts. |
| `search_firms` | Search SEC- and state-registered investment adviser firms by name and/or state. Returns CRD, name, city/state, AUM band, advisor headcount, and an SEC IAPD link. State-registered-only firms are included but flagged as thinner-coverage. |
| `get_firm` | Full firm profile by CRD: locations, other/prior names, fee schedule (from Form ADV Part 2A where available), disciplinary flags, and advisor roster count. |
| `get_database_stats` | Database-wide stats: firm and advisor counts, data vintages (as-of dates for each upstream source), and a full four-state disclosure tally. |

**Disclosure status is always one of four honest states** — `none_reported`, `disclosed_no_detail`, `disclosed_with_detail`, or `unknown` — never phrased as "clean" or "safe." When we don't have a record for someone, every tool returns direct links to [SEC IAPD](https://adviserinfo.sec.gov) and [FINRA BrokerCheck](https://brokercheck.finra.org) so you can still look them up through official sources.

## Resources

| Resource | Description |
|----------|-------------|
| `advisorfinder://credentials-guide` | Guide to financial advisor credentials — CFP, CFA, CPA, ChFC, Series 7/65/66, and more (all self-reported; not independently verified here). |
| `advisorfinder://data-sources` | About SEC IAPD, FINRA BrokerCheck, what we store vs. don't, and how to verify data independently. |
| `advisorfinder://coverage-and-limitations` | What's covered, what isn't (state-only firms, disclosure detail, verified designations), and what an empty result actually means. |

## Data & Limitations

**Coverage:** SEC-registered investment adviser firms and the active investment adviser representatives (IARs) linked to them. State-registered-only firms are mostly out of scope — a handful appear via a linked IAR, but treat any state-registered firm's advisor roster as incomplete by default. Use `get_database_stats` for current firm/advisor counts and per-source data vintages (as-of dates), which move independently of this package's version.

**Disclosure detail is deliberately not republished here.** We store and surface a disclosure *status* (one of the four states above), never the underlying event narratives, allegations, or settlement amounts. Always check [FINRA BrokerCheck](https://brokercheck.finra.org) or [SEC IAPD](https://adviserinfo.sec.gov) directly for the full disclosure record before making any decision.

**Designations are self-reported.** Every professional designation (CFP, CFA, etc.) shown here comes from the advisor's own filing — none of it is independently verified against the issuing body. Check directly with the issuing body if a credential matters to your decision.

**No numeric risk score.** This server intentionally does not compress disclosure/registration facts into a single risk number — it surfaces the underlying facts so you can judge for yourself.

## Disclaimer

This MCP server is provided by [AdvisorFinder](https://advisorfinder.com) and is intended for informational and research purposes only. It is not financial, legal, or investment advice.

The data served through this tool originates from publicly available SEC and FINRA databases. AdvisorFinder acts as an intermediary to make this public data more accessible — we do not independently verify, endorse, or guarantee the accuracy or completeness of the underlying data.

**Important:**
- A disclosure on an advisor's record does not necessarily indicate wrongdoing. Always review the full context of any disclosure event through official SEC and FINRA sources.
- AI assistants may interpret or summarize data in ways that are incomplete or inaccurate. Always verify AI-generated assessments against official sources before making decisions.
- This tool should not be used as the sole basis for selecting, evaluating, or dismissing a financial advisor.

## Changelog

### 2.0.0 — Breaking changes

This is a full rebuild, not an incremental update:

- **New toolset.** `verify_advisor` → `check_advisor`; `lookup_advisor` → `get_advisor`; `get_risk_profile` is **removed**; `search_firms` and `get_firm` are **new**.
- **Numeric risk score removed entirely.** v1's `get_risk_profile` tool and the `advisorfinder://risk-scoring-methodology` resource are gone. Disclosure information is now surfaced only as the four honest states described above — never compressed into a score.
- **Backend replaced.** The server now reads from a local, periodically-refreshed SQLite export instead of querying upstream sources live per-request.
- **v1.x clients should upgrade.** The old v1 API surface (`verify_advisor`, `lookup_advisor`, `get_risk_profile`, `advisorfinder://risk-scoring-methodology`) is being retired and will stop working. Update to the new tool names and drop any reliance on risk scores.